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Administrative proceeding
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431	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]January 6, 2015 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-01-06 15:18:15 Financial services Collective investment schemes Institutional investors Financial markets Fair Fund Invoice Mutual fund Short Financial economics Investment Finance
432	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]January 12, 2015 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-01-12 10:46:32 Investment Finance United States Securities and Exchange Commission Mathematical finance Order Direct Edge Regulation NMS Electronic communication network Algorithmic trading Financial markets Stock market Financial economics
433	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION INVESTMENT ADVISERS ACT OF 1940 Release No[removed]January 13, 2015 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-01-13 17:16:46 Government Corporate crime U.S. Securities and Exchange Commission Investment Advisers Act
434	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]January 12, 2015 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2015-01-12 10:46:32 Investment Finance United States Securities and Exchange Commission Mathematical finance Order Direct Edge Regulation NMS Electronic communication network Algorithmic trading Financial markets Stock market Financial economics
435	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION INVESTMENT ADVISERS ACT OF 1940 Release No[removed]January 13, 2015 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-01-13 17:16:00
436	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION INVESTMENT ADVISERS ACT OF 1940 Release No[removed]January 13, 2015 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2015-01-13 17:16:46 Government Corporate crime U.S. Securities and Exchange Commission Investment Advisers Act
437	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]January 6, 2015 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov. Language: English - Date: 2015-01-06 15:18:15 Financial services Collective investment schemes Institutional investors Financial markets Fair Fund Invoice Mutual fund Short Financial economics Investment Finance
438	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION Washington, D.C[removed]ADMINISTRATIVE PROCEEDINGS RULINGS Release No[removed]December 5, 2014 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-12-05 12:39:21 Securities and Exchange Commission Law Administrative proceeding Government Public administration Legal terms Corporate crime U.S. Securities and Exchange Commission
439	INITIAL DECISION RELEASE NO. 730 ADMINISTRATIVE PROCEEDING File No[removed]UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-01-02 10:34:21 Securities and Exchange Commission Form 10-Q Security Government Finance Financial regulation Form 10-K SEC filings Securities Exchange Act U.S. Securities and Exchange Commission
440	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]December 23, 2014 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2014-12-23 15:11:16 Financial regulation Corporate crime U.S. Securities and Exchange Commission Securities Exchange Act Securities and Exchange Commission Financial system Financial economics Securities Act Mutual fund scandal United States securities law 73rd United States Congress United States Securities and Exchange Commission

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